Job Opening for Financial Examiner II (posting #12-22) in Texas State Securities Board (208 E 10th St, Austin, TX 78701)



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Job Category : Business
Company Name: Texas State Securities Board
Position Name: Financial Examiner II (posting #12-22)
Location : 208 E 10th St, Austin, TX 78701
Job Description : Work will involve the review and analysis of securities offerings as well as applications for registration by broker/dealers, investment advisers, agents, and investment adviser representatives to determine compliance with statutes and rules administered by the Texas State Securities Board. The position requires the financial examiner to review financial records and information contained on uniform forms and related documents to determine compliance with applicable regulations and to investigate suspected violations of the Texas Securities Act. Extensive written and oral communication with attorneys and applicants is required in connection with the staff’s analysis of securities offerings and applicants’ qualifications and business repute. The financial examiner will be expected to work independently and make sound recommendations to his or her supervisors. The financial examiner will be responsible for other work as assigned.MINIMUM QUALIFICATIONS (License, Education, Experience): Graduation from an accredited college or university with major course work in accounting, business, finance, or a combination thereof. Strong interpersonal and writing skills required.PREFERRED KNOWLEDGE, SKILLS, AND ABILITIES:Two years of experience in securities regulation or compliance. Thorough knowledge of state and federal securities law. Strong academic record could be considered in lieu of two years of experience.HOW TO APPLY (Application procedure, Special requirements): To be considered for this position, you must submit (1) a completed standard state application, (2) a State Securities Board “Supplement To Application For Employment”, (3) a copy of your college transcripts, and (4) a writing sample. Applications and the Supplement form may be downloaded from the Agency website at The preferred method to submit completed applications, along with the Supplement, transcripts, and writing sample, is via email. You may also mail to Human Resources, State Securities Board, P.O. Box 13167, Austin, Texas 78711-3167, or fax to 512-305-8327. Resumes will not be accepted in lieu of a standard state application. Applicants to be interviewed will be contacted by the Agency. Applications accepted for this position only.PLEASE NOTE: All applications must be complete, including job title, history, dates of employment, name of employer, supervisor’s name and phone number, and a description of duties performed. Failure to submit this information on your application is considered incomplete and may be rejected. Resumes do not take the place of this required information.Veterans, Reservist, or Guardsmen with an MOS or additional duties pertaining to the minimum experience requirements may meet the minimum qualifications for this position. SSB IS AN EQUAL OPPORTUNITY EMPLOYER Job Type: Full-timePay: $4,333.34 per monthBenefits:401(k)Dental insuranceDisability insuranceEmployee assistance programFlexible spending accountHealth insuranceHealth savings accountLife insurancePaid time offParental leaveVision insuranceSchedule:Monday to FridayWork Location: One location

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